国家外汇管理局


金融机构代客户办理即期和远期外汇买卖管理规定(附英文)

1988年2月13日，国家外汇管理局

第一条 为了防范汇率风险，稳定进出口贸易（包括其他对外经济活动）成本，开展即期和远期外汇买卖业务，制定本规定。
第二条 中国银行可以接受中国境内的机关、团体、企业、事业及其他单位（以下简称客户）的委托，代理买卖即期和远期外汇。 其他金融机构经营前款规定的业务，须经国家外汇管理局批准。
第三条 本规定所称外汇买卖系指各种可兑换货币之间的买卖。
第四条 客户委托中国银行或者经国家外汇管理局批准的其他金融机构（以下简称指定金融机构）代理买卖即期和远期外汇，须经国家外汇管理局或者其分局批准，但下列两种情况除外：
（一）获准经营外汇业务的专业银行和金融机构以及外商投资企业，对其自有和自筹的外汇资金，可以自行在国际金融市场上买卖即期或者远期外汇，也可以委托指定的金融机构代理买卖。
（二）前项规定以外的其他客户向中国境内外筹借的现汇和获准接受的捐赠外汇，经批准在中国境内金融机构开户存储现汇的，可凭其对外签订的贸易合同或者其他经济协议径行委托指定的金融机构代理买卖即期或者远期外汇。
第五条 买卖即期和远期外汇必须坚持自愿原则。
第六条 指定的金融机构代理客户买卖即期和远期外汇，应当以客户对外签订的贸易合同或者其他经济协议为依据，但代理经营外汇业务的金融机构和外商投资企业买卖的除外。
第七条 指定的金融机构受客户委托代办即期和远期外汇买卖时，客户应当提供履约担保。履约担保可以使用外汇额度抵押，也可以使用现汇预交履约保证金。
使用外汇额度进行抵押担保的，必须同时提供由开户银行出具的等值人民币保函。
使用外汇额度提前结成现汇预交履约保证金的，仅限于结成美元。
第八条 客户办理远期外汇买卖时，应当按照第六条规定向当地外汇管理部门提交申请书和贸易合同或者经济协议的副本，经外汇管理部门审核同意后，凭外汇管理部门的批件委托指定的金融机构代购远期外汇。
第九条 使用外汇额度提前结汇预交履约保证金的，由外汇管理部门在客户开出的外汇额度支付通知书上签注日期、盖章并扣减用汇指标。同城客户必须在签注之日后的三个工作日（异地客户在七个工作日）内买成美元存入指定的金融机构的“专项保证金存款”帐户。
使用外汇额度抵押方式的，外汇管理部门应将客户用于抵押的外汇额度过户到指定的金融机构的外汇额度帐户。
委托代办期权业务的，只能使用外汇额度抵押担保，但成交时需付的期权保险费可以提前结成现汇。
第十条 指定的金融机构代办即期和远期外汇买卖时，凡客户使用外汇额度提前结汇和预交远期外汇买卖履约保证金的，必须通过“专项保证金存款”帐户进行核算。但客户使用原持有的现汇预交远期外汇买卖履约保证金的，仍通过“存入保证金”帐户进行核算。
第十一条 进口付汇晚于交割期时，使用外汇额度提前结成现汇的，指定的金融机构应将交割所得的货币头寸复入“专项保证金存款”帐户暂存；使用原持有的现汇的，指定的金融机构应将交割所得的货币头寸复存入“存入保证金”帐户。
第十二条 本规定由国家外汇管理局负责解释。
第十三条 本规定自发布之日起施行。

Regulations for Administration of Buy and Sale of Spot and ForwardForeign Exchange by Financial Institutes on Clients' Behalf

(Approved by the State Council on December 13, 1987. Promulgatedby the State Administration of Exchange Control on Feb. 13, 1988)

Whole Doc.
Article 1
The present Regulations are formulated in order to guard against the
risks of foreign exchange rate, stabilize the costs of import and export
trade (including other foreign economic activities) and develop the
businesses of buy and sale of spot and forward foreign exchange.
Article 2
The Bank of China can be entrusted to buy and sell spot and forward
foreign exchange by departments, organizations, enterprises, institutes
and other units (hereinafter referred to as the client) in the territory
of China.
Other financial institutes intending to conduct the businesses
mentioned in the preceding paragraph shall be approved by the State
Administration of Exchange Control.
Article 3
Buy and Sale of foreign exchange referred in the present Regulations
is the buy and sale of foreign exchange among all kinds of convertible
currencies. gated on March 10, 1983 shall be abrogated on the same date.
Article 4
The client intending to entrust the Bank of China or other financial
institutes approved by the State Administration of Exchange Control
(hereinafter referred to as the designated financial institute) on its
behalf to buy and sell spot and forward foreign exchange shall be approved
by the State Administration of Exchange Control or its local bureau except
for the following two situations:
1) Professional banks, financial institutes and foreign invested
enterprises with approval to conduct foreign exchange businesses, for
their self-owned or self-raised capitals of foreign exchange, may buy and
sell spot or forward foreign exchange by themselves in the international
financial market or entrust the designated financial institutes to handle
such businesses.
2) Other clients not stipulated in the above paragraph who borrow
foreign exchange in cash within or out of China and receive, with
permission, donated foreign exchange, upon the approval to open cash
account of foreign exchange in financial institutes within China, may
entrust the designated financial institutes on their behalf to buy and
sell spot or forward foreign exchange according to the foreign trade
contracts or other economic agreements.
Article 5
The principle of voluntariness shall be adhered to in the
transactions of buy and sale of spot and forward foreign exchange.
Article 6
The designated financial institute who is entrusted by the client to
buy and sell spot and forward foreign exchange shall base on the foreign
trade contracts or economic agreements signed by the clients, but
transactions of the financial institutes with approval to conduct foreign
exchange and foreign invested enterprises shall not be included.
Article 7
When the designated financial institute is entrusted by the client to
buy and sell spot or forward foreign exchange, the client shall provide
performance guarantee. Mortgage of foreign exchange quota or advance
payment of performance bond in cash can be used as the performance
guarantee.
The letter of guarantee for RMB at equal value issued by the deposit
bank shall be simultaneously provided in case the foreign exchange quota
is mortgaged as guarantee.
In case the foreign exchange quota is ahead of time settled into
foreign exchange in cash to pay the performance bond advance, the
settlement is limited to US. dollar only.
Article 8
When the client buy and sell forward foreign exchange, application
and copies of trade contracts or other economic agreements shall be
submitted to the local department of exchange control in accordance with
the stipulation of Article 6. After examined and approved by the
department of exchange control, the client may entrust the designated
financial institute to buy forward foreign exchange by presenting the
approval documents of the department of exchange control.
Article 9
In case the foreign exchange quota is ahead of time settled into
foreign exchange in cash to pay the performance bond in advance the
department of exchange control shall sign the date and affix stamp on the
payment notice of foreign exchange quota issued by the client and shall
deduct the foreign exchange ration. The client in the same city shall
within three working days after the date of the signature (seven working
days for the client in a different city) buy US. dollars from the quota
and deposit them into the account of "specific guarantee deposit" in the
designated financial institute.
In case the foreign exchange quota is mortgaged, the department of
exchange control shall transfer the foreign exchange quota mortgaged by
the client to the account of foreign exchange quota in the designated
financial institute.
In case the option transaction is entrusted by the client, only
foreign exchange quota can be mortgaged as guarantee, but the insurance
premium of option which should be paid upon conclusion of the deal may in
advance pay settled into foreign exchange in cash.
Article 10
When the designated financial institute is entrusted to buy and sale
spot and forward foreign exchange, if the client uses the foreign exchange
quota to settle ahead of time into foreign exchange in cash and pay the
performance bond in advance for buy and sale of forward, the designated
financial institute shall check and calculated through the account of
"specific guarantee deposit"; but if the client uses the cash of foreign
exchange originally owned to pay the performance bond in advance for buy
and sale of forward foreign exchange, the designated financial institute
shall still check and calculate through the account of "guarantee deposit"
Article 11
In case the date of import payment is behind the date of delivery, if
the foreign exchange quota is ahead of time settled into foreign exchange
in cash, the designated financial institute shall re-deposit temporarily
the cash position derived from the delivery into the account of "specific
guarantee deposit"; and if the cash of foreign exchange originally owned
is used, the designated financial institute shall re-deposit the cash
position derived from the delivery into the account of "guarantee
deposit".
Article 12
The authority to interpret the present Regulations resides in the
State Administration of Exchange Control.
Article 13
The present Regulations will enter into force from the date of
promulgation.


河北省农业厅


关于印发《河北省农业厅农产品质量安全监管举报奖励办法（试行）》的通知

冀农市发[2007]48号


各设区市、各县(市)农业、畜牧兽医、水产主管部门，厅属有关单位：

现将《河北省农业厅农产品质量安全监管举报奖励办法（试行）》印发给你们，请结合本地本部门实际，认真组织实施。



河北省农业厅
二00七年十月十一日




河北省农业厅农产品质量安全监管举报奖励办法（试行）



第一条 为维护广大公众身体健康，促进全省农业、农村经济健康发展和社会和谐稳定，调动全社会关心支持农产品质量安全监管工作，及时防范、有效化解、妥善处置发生在我省范围内或可能危及我省农产品质量安全的事件或事故。依据《中华人民共和国农产品质量安全法》及相关法规和规定，制定本办法。

第二条 本办法所称举报是指公民或社会团体（以下简称举报人）向县级以上农业行政主管部门（含畜牧兽医、水产等主管部门，以下统称农业部门）举报农产品生产过程中，违反《农产品质量安全法》及相关法律法规的行为。

第三条 河北省农业厅开通农产品质量安全举报监管电（0311-86698768）。省农业厅农产品质量安全监管畜牧业专业组举报电话：0311-85888117；水产业专业组举报电话：0311-86660189；种植业专业组举报电话：0311-85805640，并在河北农业信息网开通举报电子信箱(111@heagri.gov.cn)，受理社会各界对我省农产品质量安全监管的举报。

第四条 农产品质量安全监管举报受理范围和内容：

（一）在农产品种养殖过程中，违法使用国家明令禁止的农业投入品或非法添加有毒有害化学物质的；使用允许的农药、兽药等农业投入品，但不按照安全间隔期采收和捕捞的；

（二）农产品生产企业、农民专业合作经济组织销售经检测不符合质量安全标准的农产品的；

（三）违反《农产品质量安全法》的其它行为。

第五条 农产品质量安全案件举报奖励应具有以下条件：

　　(一)违法案件发生在我省，属于农业部门执法范围内的；
　　(二)提供的案件线索事先未被农业部门掌握的；
　　(三)举报情况经查证属实，且案情重大的；
　　(四)其他应当具备的条件。

第六条 举报人可以通过来人、来函、电话、传真、电子邮件等方式向省农业厅举报违法事实以及违法单位名称、违法人姓名、身份、地址、违法手段等情况。举报人举报时，应提供本人的真实姓名、单位、住址、联系方式及身份证号码等；举报人对所举报内容负法律责任。

第七条 接到农产品质量安全举报投诉后，各专业组应及时、完整地进行记录并妥善保存，举报的事项属于农业部门职责的，应当依法受理，并按程序交有关单位进行核实、处理、答复，不属于农业部门职责的，应当告知举报人向有权处理的部门进行举报，或转交有权处理的部门，并告知举报人。

第八条 各专业组根据案件性质、严重程度，决定亲自责处或委托责处，各级农业部门受理举报案件的工作人员要严格为举报人保密。未经举报人同意，任何人不得公开或泄露举报人的姓名、身份、居住地及有关资料。否则，依法追究有关单位责任人员的责任。

第九条 组各专业在对举报情况核查处理后，应对举报事实和奖励条件、标准进行认定，填写《农产品质量安全案件举报奖励申请表》，提出奖励意见，逐级上报省农业厅农产品质量安全监管工作领导小组办公室。

第十条 省农业厅农产品质量安全监管工作领导小组办公室，负责提出农产品质量安全举报人的拟受奖金的初步意见，报省农业厅农产品质量安全监管工作领导小组审定。按照举报人的功绩，对举报人给予100－300元奖励。

第十一条 根据农产品质量安全案件的性质、对社会危害程度大小，案值大小。举报奖励标准分为三个等级：

第一级：举报特别重大农产品质量安全事件，举报内容具有下列条件之一者，奖励10000元。

1、事件直接触及的范围已超出我省管辖范围，因农产品质量安全问题可能造成重大人身伤亡的；

2、事件正在发生，并有进一步扩散的趋势，如不采取措施可能造成严重后果，在国际或国内造成极大社会影响，严重损害河北形象的；

3、涉案金额在50万元以上的农产品质量安全案件。

第二级：举报重大农产品质量安全事件，奖金5000元。

1、事件直接触及的范围已超出设区市管辖范围，因农产品质量安全问题引起大面积人员中毒的；

2、事件正在发生，如不采取措施可能造成严重后果的，可能在全省造成重大社会影响，严重影响农产品生产、流通秩序的；

3、涉案金额20万元以上的农产品质量安全案件。

第三级：举报较大农产品质量安全事件，奖金3000元。

1、事件直接触及的范围已超出县级管辖范围；

2、超标农产品总量达到本地区总产量或总需求量10％以
上，如不采取措施，超标农产品可能流向北京、上海、天津和石家庄等城市，有可能造成较大社会影响的；

3、涉案金额5万元以上的农产品质量安全案件。

第十二条 举报奖励对象只限于实名举报人；但对匿名举报的案件，在查实结案后能够确定举报人真实身份的，可酌情给予奖励。同一案件有两个或两个以上的举报人，视每个举报人的贡献大小分别发给奖金，但奖金总额不超过单一案件的奖金额。

第十三条 举报人应当在接到领奖通知后3个月内，持本人身份证或者其他有效证件，到指定地点领取奖金；逾期不领取的，视为放弃权利。

第十四条 对有功的举报人，除给予物质奖励外，还给予相应的精神奖励；但公开表彰必须事先征得当事人的同意；物质奖励不适用于国家机关的工作人员。

第十五条 省农业厅建立省级农产品质量安全举报奖励基金。各市、县农业部门建立相应的农产品质量安全举报奖励基金。

第十六条 本办法由河北省农业厅负责解释，自公布之日起试行。